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Making Compliance Training Continuous: A Better Approach to Behavior Change
Published Fri Jun 04 2021
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Do you think of compliance training as a one-time activity to mitigate risk or avoid getting dinged on an audit? If so, you’re not alone. Compliance training often carries with it a stigma of being boring or dry. Regardless, it is still an important and necessary aspect of business—one that can come with significant consequences if you fall out of compliance. Naturally, it begs the question: If employees view compliance training as boring, and HR and L&D teams see it as a one-time, annual event, how can employees be expected to retain what they learn? Likewise, how can their behaviors change if no one enforces the information? And how can businesses continue to avoid risk? Organizations can address all of these issues with a mindset shift in how they create and deliver their compliance programs. That shift can be achieved by treating compliance training the same way we treat continuous learning.
Do you think of compliance training as a one-time activity to mitigate risk or avoid getting dinged on an audit? If so, you’re not alone. Compliance training often carries with it a stigma of being boring or dry. Regardless, it is still an important and necessary aspect of business—one that can come with significant consequences if you fall out of compliance. Naturally, it begs the question: If employees view compliance training as boring, and HR and L&D teams see it as a one-time, annual event, how can employees be expected to retain what they learn? Likewise, how can their behaviors change if no one enforces the information? And how can businesses continue to avoid risk? Organizations can address all of these issues with a mindset shift in how they create and deliver their compliance programs. That shift can be achieved by treating compliance training the same way we treat continuous learning.
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What Is Continuous Compliance Training?
What Is Continuous Compliance Training?
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Continuous compliance training is about building a culture and strategy within your organization through learning to manage and address risk continuously and effectively. It ensures that you meet regulatory requirements while upholding the safety of your employees, customers, and systems. While continuous compliance training is often linked solely to data security, it can be expanded to cover all areas of compliance risk, from cyberattacks and workplace safety to sexual harassment and discrimination. It is also important to note that continuously evaluating and managing your level of compliance does not mean running a report or viewing a dashboard to monitor course completions. Completion rates are not evidence of the effectiveness of your compliance. Qualitative information, on the other hand, helps determine the effectiveness of your compliance programs—for example, post-course exams, evaluation surveys, and conversations to determine the level of information the employee retained from the course. Role-playing or on-the-job observation could also be helpful to determine an employee's ability to demonstrate what they’ve learned.
Continuous compliance training is about building a culture and strategy within your organization through learning to manage and address risk continuously and effectively. It ensures that you meet regulatory requirements while upholding the safety of your employees, customers, and systems. While continuous compliance training is often linked solely to data security, it can be expanded to cover all areas of compliance risk, from cyberattacks and workplace safety to sexual harassment and discrimination. It is also important to note that continuously evaluating and managing your level of compliance does not mean running a report or viewing a dashboard to monitor course completions. Completion rates are not evidence of the effectiveness of your compliance. Qualitative information, on the other hand, helps determine the effectiveness of your compliance programs—for example, post-course exams, evaluation surveys, and conversations to determine the level of information the employee retained from the course. Role-playing or on-the-job observation could also be helpful to determine an employee's ability to demonstrate what they’ve learned.
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Why Does It Matter?
Why Does It Matter?
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Continuous compliance training matters more than ever. Companies are functioning in a much riskier environment compared to even just a few years ago. The COVID-19 pandemic and remote work adjustments have made certain data risks more pronounced. And as mentioned previously, not just data risks. The death of George Floyd and subsequent growth in the Black Lives Matter movement put a glaring spotlight on employee behavior and social responsibility risks as well. This prompted organizations across the country to develop or improve their diversity, equity, inclusion programs and implement or revamp their corporate social responsibility initiatives to regain public trust.
Continuous compliance training matters more than ever. Companies are functioning in a much riskier environment compared to even just a few years ago. The COVID-19 pandemic and remote work adjustments have made certain data risks more pronounced. And as mentioned previously, not just data risks. The death of George Floyd and subsequent growth in the Black Lives Matter movement put a glaring spotlight on employee behavior and social responsibility risks as well. This prompted organizations across the country to develop or improve their diversity, equity, inclusion programs and implement or revamp their corporate social responsibility initiatives to regain public trust.
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Additionally, the #MeToo movement caused employers to rethink their sexual harassment prevention strategy. Several states have passed laws to expand their sexual harassment compliance training. Some states even call for the training to be more meaningful and relatable. Thus, it might be easier to consider what could happen when companies think continuous compliance training doesn’t matter. By underestimating the need to implement these programs, organizations could be faced with:
Additionally, the #MeToo movement caused employers to rethink their sexual harassment prevention strategy. Several states have passed laws to expand their sexual harassment compliance training. Some states even call for the training to be more meaningful and relatable. Thus, it might be easier to consider what could happen when companies think continuous compliance training doesn’t matter. By underestimating the need to implement these programs, organizations could be faced with:
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Disengaged and complacent employees
Disengaged and complacent employees
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Harsh fines and penalties from auditors and regulators
Harsh fines and penalties from auditors and regulators
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Increased susceptibility to discrimination lawsuits or security attacks
Increased susceptibility to discrimination lawsuits or security attacks
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Exposing their systems, employees, and customers (and their data) to risk
Exposing their systems, employees, and customers (and their data) to risk
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How Can My Organization Make the Shift to Continuous Compliance Training?
How Can My Organization Make the Shift to Continuous Compliance Training?
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As with anything, transitioning from your one-time annual approach to compliance training to a fully-fledged continuous strategy will take some planning. Here are ideas to consider before you get started:
As with anything, transitioning from your one-time annual approach to compliance training to a fully-fledged continuous strategy will take some planning. Here are ideas to consider before you get started:
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It might go without saying these days, but for optimal results, you’ll need a trusted learning management system (LMS) and online learning courses, whether bought, designed, or both.
It might go without saying these days, but for optimal results, you’ll need a trusted learning management system (LMS) and online learning courses, whether bought, designed, or both.
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Select a trusted content vendor that regularly updates its compliance courses to meet changing industry, state, and federal requirements.
Select a trusted content vendor that regularly updates its compliance courses to meet changing industry, state, and federal requirements.
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Content must be engaging and relevant to remain top of mind for your employees. Select content that includes scenario-based learning, checkpoints throughout the course to assess knowledge retention, or an interactive “choose your own adventure” type of course.
Content must be engaging and relevant to remain top of mind for your employees. Select content that includes scenario-based learning, checkpoints throughout the course to assess knowledge retention, or an interactive “choose your own adventure” type of course.
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Incorporate points, badges, or leaderboards to boost friendly competition among individual employees, teams, or departments.
Incorporate points, badges, or leaderboards to boost friendly competition among individual employees, teams, or departments.
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Training doesn’t only have to be online. It could be on-the-job training or other in-person activities that you can still track in the LMS.
Training doesn’t only have to be online. It could be on-the-job training or other in-person activities that you can still track in the LMS.
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Find an LMS that makes it easy for you to track and report on your compliance training.
Find an LMS that makes it easy for you to track and report on your compliance training.
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Align your continuous compliance training strategy with your company’s overall risk management strategy.
Align your continuous compliance training strategy with your company’s overall risk management strategy.
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Finally, measure the true effectiveness—not completion rates—of your program.
Finally, measure the true effectiveness—not completion rates—of your program.
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Editor’s Note: This article is adapted from the Schoox Corporate Learning blog.
Editor’s Note: This article is adapted from the Schoox Corporate Learning blog.